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Eric Charles Kuby

North Star Investment Management Corp.

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About Eric Charles Kuby

Eric Kuby is a registered investment advisor representative in Illinois, with over 30 years of experience in the industry. Eric is currently affiliated with North Star Investment Management Corp., which is located in Chicago, Illinois. Eric previously worked with NewEdge Securities, Inc. and North Star Investment Services, Inc.. Eric is a highly experienced professional with a proven track record of success in the financial services industry. Eric has a wide range of experience in investment management, financial planning, and portfolio management. Eric is dedicated to providing clients with personalized financial advice and investment solutions.

Firm Information

Eric Kuby is currently registered with North Star Investment Management Corp.. North Star Investment Management Corp. is a Chicago, Illinois-based investment firm with over $2 billion in assets under management. The firm provides financial planning, pension consulting, portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. They also offer selection of other advisers and wrap fee programs. North Star Investment Management Corp. serves a diverse range of clients including individuals, high-net-worth individuals, investment companies, charitable organizations, and pension and profit-sharing plans.
North Star Investment Management Corp.

20 N. WACKER DRIVE

CHICAGO, IL 60606-2902

$2.09B

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Eric Kuby’s Registration & Firm History

IL

09/22/2004 - Present

North Star Investment Management Corp. (CHICAGO IL)

IL

10/22/2016 - 12/02/2021

NEWEDGE SECURITIES, INC. (CHICAGO IL)

IL

09/17/2004 - 10/22/2016

NORTH STAR INVESTMENT SERVICES, INC. (CHICAGO IL)

MO

08/05/2000 - 10/04/2004

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

05/23/1997 - 08/05/2000

FIRST ALBANY CORPORATION (NEW YORK NY)

NY

04/19/1993 - 06/12/1997

OPPENHEIMER & CO., INC. (NEW YORK NY)

IL

01/15/1990 - 05/05/1993

RODMAN & RENSHAW INC. (CHICAGO IL)

NY

01/28/1986 - 01/24/1990

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NA

12/21/1983 - 03/26/1986

DREXEL BURNHAM LAMBERT INCORPORATED

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Licenses & Designations

IA

Issued 03/05/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/29/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/16/2015

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/08/1984

Series 15 - Foreign Currency Options Examination

BC

Issued 12/17/1983

Series 7 - General Securities Representative Examination

BC

Issued 11/11/1983

Series 5 - Interest Rate Options Examination

BC

Issued 11/04/1983

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Eric Charles Kuby.
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