Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Garfunkel is a financial advisor registered with UBS Asset Management (us) Inc. located in New York, NY. Eric has been in the industry since May 2003. He holds the following licenses: Series 63, Series 7, Series 87, and SIE. Eric has been registered with UBS Asset Management (us) Inc. since April 2015. Previously, Eric was registered with Sanford C. Bernstein & Co., LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/29/2015 - Present
UBS Asset Management (us) Inc. (NEW YORK NY)
NY
05/06/2003 - 04/28/2015
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
BC
Issued 05/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/05/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Eric Garfunkel is the right advisor for you? Invested Better is here to help.
