Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Carpenter is a registered investment advisor representative with Morgan Stanley. Eric has been in the industry since August 18, 2000. Previously, Eric was a registered representative with Citigroup Global Markets Inc. and Morgan Stanley Smith Barney. Eric is registered in 47 states and the District of Columbia. Eric is also registered as an investment advisor representative in Texas. Eric holds the Series 63, Series 65, Series 7, and SIE licenses. Eric specializes in asset allocation advice, financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, portfolio management for individuals, and portfolio management for investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MA
06/28/2011 - Present
Morgan Stanley (Boston MA)
MA
05/07/2010 - 06/22/2011
CITIGROUP GLOBAL MARKETS INC. (SUDBURY MA)
MA
06/01/2009 - 09/28/2009
MORGAN STANLEY SMITH BARNEY (BOSTON MA)
MA
12/17/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
NY
02/24/2004 - 08/27/2004
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/23/1999 - 02/23/2004
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IA
Issued 05/10/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Eric Carpenter is the right advisor for you? Invested Better is here to help.
