Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Carlson is a financial professional with over 30 years of experience in the industry. Eric has held positions at several firms, including Charles Schwab & Co., Inc., Berkeley International Securities Corporation, Norwest Investment Services, Inc., Wells Fargo Securities Inc., CUNA Brokerage Services, Inc., American Express Financial Advisors Inc., IDS Life Insurance Company, and The Prudential Insurance Company of America. Eric is currently registered with Robinhood Financial, LLC and Robinhood Securities, LLC, and is licensed to offer securities and investment advisory services. Eric holds several industry licenses, including Series 4, 7, 6, 24, 52, 53, and 63. Eric is a knowledgeable and experienced financial advisor who is committed to providing clients with personalized financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/10/2019 - Present
Robinhood Financial, LLC (MENLO PARK CA)
CA
12/15/2000 - 10/04/2019
CHARLES SCHWAB & CO., INC. (San Francisco CA)
CA
12/21/1999 - 10/05/2000
BERKELEY INTERNATIONAL SECURITIES CORPORATION (SAN FRANCISCO CA)
MN
02/08/1999 - 12/06/1999
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
CA
09/07/1994 - 11/29/1999
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
IA
11/18/1992 - 05/02/1994
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
MN
07/03/1991 - 03/10/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/03/1991 - 03/10/1992
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NJ
10/04/1988 - 08/09/1990
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
10/04/1988 - 08/09/1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 03/13/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2022
Series 4 - Registered Options Principal Examination
BC
Issued 09/23/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/17/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1991
Series 7 - General Securities Representative Examination
BC
Issued 10/03/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Eric Carlson is the right advisor for you? Invested Better is here to help.
