Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Schweitzer is a financial professional with over 35 years of experience in the industry. Eric is currently registered with Wallachbeth Capital LLC. Eric Schweitzer is a licensed Series 7, 24, 55, 63 and SIE representative. Eric's prior experience includes working at RICE FINANCIAL PRODUCTS COMPANY and LAMPERT CAPITAL MARKETS INC. Eric Schweitzer has held various positions in the financial industry, including Compliance Officer. Eric Schweitzer has worked in multiple states, including Florida, New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
10/09/2020 - Present
Wallachbeth Capital LLC (Boca Raton FL)
NY
05/06/2019 - 10/06/2020
RICE FINANCIAL PRODUCTS COMPANY (NEW YORK NY)
NY
07/26/2006 - 04/30/2019
LAMPERT CAPITAL MARKETS INC. (NEW YORK NY)
NJ
01/02/2003 - 08/09/2004
VANDHAM SECURITIES CORP. (PARK RIDGE NJ)
CT
05/22/1984 - 01/30/2003
SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)
BC
Issued 06/27/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 09/09/1988
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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