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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Bruce Miller is a financial advisor with UBS Financial Services Inc. in Los Angeles, California. Eric has been in the industry since 1985 and has worked for several firms, including Credit Suisse Securities (USA) LLC and Lehman Brothers Inc. Eric is registered with the state of California and Texas. He holds Series 7, Series 63, and Series 65 licenses. Eric specializes in portfolio management for individuals and businesses, and he also provides financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
11/16/2015 - Present
UBS Financial Services Inc. (LOS ANGELES CA)
CA
09/19/2008 - 12/16/2015
CREDIT SUISSE SECURITIES (USA) LLC (LOS ANGELES CA)
CA
11/16/1999 - 09/24/2008
LEHMAN BROTHERS INC. (LOS ANGELES CA)
NJ
11/24/1995 - 11/30/1999
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NJ
01/28/1995 - 11/30/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
02/21/1985 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 02/10/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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