Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Westendorf is a financial professional with over 29 years of experience in the industry. Eric currently works with Janus Henderson Distributors US LLC, which Eric joined on January 19, 2024. Previously, Eric has worked for firms including Nuveen Securities, LLC, UBS Financial Services Inc., and Kidder, Peabody & Co. Incorporated. Eric is licensed to sell securities in Alaska, Colorado, Hawaii, and Washington. Eric has passed the Series 7, Series 63, Series 65, Series 79, and SIE examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/19/2024 - Present
Janus Henderson Distributors US LLC (DENVER CO)
IL
04/02/2004 - 04/11/2023
NUVEEN SECURITIES, LLC (CHICAGO IL)
NJ
01/28/1995 - 08/28/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
02/16/1993 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 04/23/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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