Unclaimed
Eric Brandon Garner is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in Wichita Falls, Texas. Eric has been in the industry since 2007 and has a wide range of experience in the financial services industry. He specializes in working with individuals, businesses, and institutions. Eric is registered in 53 states and has a broad range of licenses and certifications, including Series 7, Series 9, Series 10, Series 31, and Series 66. Eric is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
09/13/2007 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WICHITA FALLS TX)
BOTH
Issued 09/12/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/01/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/25/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/25/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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