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Eric Bradley Thompson

LPL Enterprise, LLC

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About Eric Bradley Thompson

Eric Bradley Thompson has been in the financial services industry since 1984. He is currently registered with LPL Enterprise, LLC in Ohio, Florida, and Texas. Previously, he was registered with a number of firms including New England Securities, Ameritas Investment Corp., Financial Network Investment Corporation, Fahnestock & Co., Inc., B.C. Christopher Securities Co., and The O.N. Equity Sales Company. Eric specializes in financial planning, portfolio management for individuals and businesses, and educational seminars. He is also available for consulting and other non-discretionary advisory services.

Firm Information

Eric Thompson is currently registered with LPL Enterprise, LLC. LPL Enterprise, LLC is a Limited Liability Company registered in South Carolina and formed on May 25, 2023. They offer financial planning, educational seminars, portfolio management for individuals and businesses, and other consulting and non-discretionary advisory services. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. They have a total of 55 registered representatives and 12 investment advisor representatives. The firm participates in wrap fee programs.
LPL Enterprise, LLC

1055 LPL WAY

FORT MILL, SC 29715

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting and other non-discretionary advisory services

Consulting and other non-discretionary advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Eric Thompson’s Registration & Firm History

OH

11/14/2024 - Present

LPL Enterprise, LLC (COLUMBUS OH)

NY

06/17/2003 - 01/31/2006

NEW ENGLAND SECURITIES (NEW YORK NY)

NE

08/27/2001 - 06/13/2003

AMERITAS INVESTMENT CORP. (LINCOLN NE)

CA

01/24/1996 - 08/27/2001

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

NA

01/02/1996 - 01/24/1996

FINANCIAL NETWORK INVESTMENT CORPORATION

NY

03/23/1990 - 12/31/1995

FAHNESTOCK & CO., INC. (NEW YORK NY)

MO

10/19/1988 - 03/23/1990

B.C. CHRISTOPHER SECURITIES CO. (KANSAS CITY MO)

NA

06/12/1984 - 09/07/1988

THE O.N. EQUITY SALES COMPANY

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Licenses & Designations

IA

Issued 03/26/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/14/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/14/2003

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 02/14/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/1999

Series 7 - General Securities Representative Examination

BC

Issued 06/10/1985

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 06/11/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Eric Bradley Thompson. Review regulatory record here.
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