Unclaimed
Eric Benedict is a registered representative with BMO Capital Markets Corp. and has been in the industry since 1999. Eric has passed the Series 7, Series 24, Series 63, and Series 79TO exams. Prior to BMO Capital Markets Corp., Eric was a registered representative at MORGAN STANLEY, MORGAN STANLEY & CO. LLC, and DEAN WITTER REYNOLDS INC. Eric has a state exam category of Series 63 and has held a principal exam category of Series 24. Eric has been registered with the state of New York since 2015. Eric has been registered in 53 other states and the district of Columbia. Eric is currently registered with 1 SROs, including FINRA. Eric is registered with FINRA and has been since 2015. The firm has a total of 1022 registered representatives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Provision of securities trading ideas and research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees for securities trading ideas and research
1
2
NY
11/03/2015 - Present
BMO Capital Markets Corp. (New York NY)
NY
09/21/2012 - 11/04/2015
MORGAN STANLEY (NEW YORK NY)
NY
09/07/2000 - 11/04/2015
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
04/30/1999 - 09/12/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 05/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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