Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Barker is a financial professional with experience in the securities industry. Eric holds the Series 63, SIE, and Series 79TO licenses and is registered with Kroll Securities LLC. Eric's career in the securities industry began on October 5, 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
10/06/2020 - Present
Kroll Securities LLC (LOS ANGELES CA)
BC
Issued 06/15/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/21/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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