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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Nichols is a financial advisor with Morgan Stanley. Eric has been in the industry for over 16 years, having previously worked at Wells Fargo Clearing Services, LLC and Citigroup Global Markets Inc.. Eric has experience in both investment banking and wealth management, and he is a licensed investment advisor and broker. He is registered to sell securities in 41 states. Eric holds a Series 66 and Series 7 license and the Securities Industry Essentials (SIE) Examination. He is a graduate of the University of Michigan.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MI
11/22/2023 - Present
Morgan Stanley (Troy MI)
MI
02/15/2013 - 10/29/2021
WELLS FARGO CLEARING SERVICES, LLC (TROY MI)
MI
06/01/2009 - 03/04/2013
MORGAN STANLEY (TROY MI)
MI
04/03/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TROY MI)
BOTH
Issued 04/17/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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