Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric B Nelson is a registered representative with Finalis Securities LLC. Eric has been in the industry since 2011 and has experience in investment banking. Eric is licensed to sell securities in multiple states, including Massachusetts, Pennsylvania, Texas, and Ohio. Eric holds Series 7, 31, 79, and 66 licenses as well as the SIE exam. Eric is a seasoned professional with a strong track record of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/18/2021 - Present
Finalis Securities LLC (New York NY)
MA
05/16/2016 - 11/19/2021
CITIZENS CAPITAL MARKETS (BOSTON MA)
MA
01/16/2015 - 05/16/2016
CITIZENS SECURITIES, INC. (BOSTON MA)
MA
03/02/2011 - 06/26/2013
MORGAN STANLEY (BOSTON MA)
BOTH
Issued 04/02/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/23/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 03/01/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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