Unclaimed
Eric Kuziak is a financial advisor with Scotia Capital (usa) Inc. He has been in the industry since 2011. Eric is licensed to sell securities in New York. Eric holds Series 7, 63, 79 and SIE licenses. Eric has previously worked for BNP Paribas Securities Corp, Nomura Securities International, Inc and Nomura Securities North America, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/21/2020 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
05/14/2013 - 06/01/2016
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
02/21/2011 - 10/22/2012
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
02/21/2011 - 04/18/2011
NOMURA SECURITIES NORTH AMERICA, LLC (NEW YORK NY)
BC
Issued 12/23/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/11/2020
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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