Unclaimed
Eric B. Eppinghoff is a financial advisor with Fidelity Brokerage Services LLC. Eric has been in the financial industry since April 2006. Eric is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7 and Series 66 licenses, and the SIE license. Eric is registered to offer securities in 53 states and the District of Columbia. Eric's current branch office location is in Covington, KY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
04/05/2006 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BOTH
Issued 12/14/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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