Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Ausman is a financial advisor with over five years of experience in the industry. Eric is registered with the state of Arizona and holds Series 7, Series 63, Series 66 and Series 24 licenses. Eric is currently employed with Vanguard Marketing Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
03/10/2017 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BOTH
Issued 09/06/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/21/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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