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Eric Arthur Swanson

Riversource Distributors, Inc.

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About Eric Arthur Swanson

Eric Arthur Swanson is a financial advisor with over 20 years of experience in the financial services industry. Eric is currently registered with Riversource Distributors, Inc. and is located in Minneapolis, Minnesota. Prior to joining Riversource, Eric worked at U.S. Bancorp Investments, Inc. in Forest Lake, Minnesota, Ameriprise Financial Services, Inc. in Northfield, Minnesota and IDS Life Insurance Company in Minneapolis, Minnesota. Eric is licensed to sell securities in Arizona, California, Florida, Iowa, Minnesota, Nebraska, New York, North Dakota, South Dakota, and Texas. Eric holds Series 7, Series 31, Series 63, and Series 65 licenses, and has passed the Securities Industry Essentials (SIE) Examination.

Firm Information

Eric Swanson is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Swanson’s Registration & Firm History

MN

06/26/2023 - Present

Riversource Distributors, Inc. (MINNEAPOLIS MN)

MN

07/09/2018 - 01/05/2023

U.S. BANCORP INVESTMENTS, INC. (FOREST LAKE MN)

MN

09/02/2011 - 07/11/2018

AMERIPRISE FINANCIAL SERVICES, INC. (NORTHFIELD MN)

MN

01/01/2007 - 09/07/2011

RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)

MN

03/07/2005 - 01/01/2007

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

03/07/2005 - 12/31/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

NY

09/26/2001 - 01/25/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 10/26/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/12/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/2001

Series 31 - Futures Managed Funds Examination

BC

Issued 09/25/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eric Arthur Swanson.
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