linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Eric Arthur Kleinberg

A.g.p. / Alliance Global Partners

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Eric? Claim Your Profile

About Eric Arthur Kleinberg

Eric Kleinberg is a financial professional with over 30 years of experience in the securities industry. He is currently registered with Alliance Global Partners, based in Boca Raton, FL. Previously, Eric was associated with Morgan Stanley and Raymond James & Associates, Inc., among other firms. Eric has a broad range of experience and expertise and is currently active in Florida and New York. Eric provides portfolio management for individuals, businesses, and pooled investment vehicles and is a registered Investment Advisor.

Firm Information

Eric Kleinberg is currently registered with A.g.p. / Alliance Global Partners. A.g.p. / Alliance Global Partners is a Limited Liability Company with a main office in Westport, Connecticut, and has been operating since July 2022. The firm has over 238 registered representatives and manages over $1.6 billion in regulatory assets. A.g.p. / Alliance Global Partners provides a variety of advisory services, including financial planning, portfolio management for individuals and businesses, selection of other advisors, and portfolio management for pooled investment vehicles. They cater to a diverse range of clients, including individuals, high-net-worth individuals, businesses, corporations, and charitable organizations.
A.g.p. / Alliance Global Partners

88 POST ROAD WEST

WESTPORT, CT 06880

$1.69B

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Sub-adviser of pooled investment vehicle charges a performance f

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Eric Kleinberg’s Registration & Firm History

FL

09/05/2024 - Present

A.g.p. / Alliance Global Partners (BOCA RATON FL)

FL

08/06/2012 - 10/24/2023

MORGAN STANLEY (Boca Raton FL)

FL

01/21/2005 - 08/08/2012

RAYMOND JAMES & ASSOCIATES, INC. (BOCA RATON FL)

PA

07/10/2000 - 02/11/2005

JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)

FL

05/26/1989 - 07/10/2000

FMS, INC. (BOCA RATON FL)

Not sure if Eric Arthur Kleinberg is right for you?

Licenses & Designations

IA

Issued 11/14/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/14/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/25/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Eric Arthur Kleinberg. Review regulatory record here.
Not sure if Eric Arthur Kleinberg is right for you?