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Eric Arnold Rujawitz

SG Americas Securities, LLC

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About Eric Arnold Rujawitz

Eric Arnold Rujawitz has been in the securities industry since September 27, 2005. Eric is currently registered with SG Americas Securities, LLC. Eric was previously employed with DEUTSCHE BANK SECURITIES INC., RBS SECURITIES INC., WILLIAM BLAIR & COMPANY L.L.C., WAYNE HUMMER INVESTMENTS L.L.C., AXA ADVISORS, LLC and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. Eric has passed the following exams: Series 6, Series 7, Series 63, Series 99TO and SIE.

Firm Information

Eric Rujawitz is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Rujawitz’s Registration & Firm History

IL

08/25/2023 - Present

SG Americas Securities, LLC (CHICAGO IL)

IL

09/02/2015 - 12/31/2019

DEUTSCHE BANK SECURITIES INC. (CHICAGO IL)

IL

11/04/2009 - 07/18/2014

RBS SECURITIES INC. (CHICAGO IL)

IL

08/30/2005 - 04/08/2009

WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)

IL

06/26/2001 - 09/26/2005

WAYNE HUMMER INVESTMENTS L.L.C. (CHICAGO IL)

NY

07/26/1999 - 08/24/2000

AXA ADVISORS, LLC (NEW YORK NY)

NY

07/26/1999 - 01/05/2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/28/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/25/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/2004

Series 7 - General Securities Representative Examination

BC

Issued 07/23/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eric Arnold Rujawitz.
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