Unclaimed
Eric Arnold Hewitt is a registered representative and investment advisor representative with Mariner Independent. Eric Hewitt has been in the financial services industry since June 1998. Eric Hewitt is currently licensed in 51 states and the District of Columbia. Eric Hewitt is also registered with FINRA and the MSRB. Prior to joining Mariner Independent, Eric Hewitt was employed by BANCWEST INVESTMENT SERVICES, INC., E*TRADE CLEARING LLC, and E*TRADE SECURITIES LLC. Eric Hewitt holds the following licenses: Series 4, Series 7, Series 24, Series 53, Series 63, and Series 66. Eric Hewitt specializes in financial planning, portfolio management for individuals and businesses, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
06/14/2019 - Present
Mariner Independent (Sacramento CA)
CA
04/24/2006 - 07/16/2012
BANCWEST INVESTMENT SERVICES, INC. (SACRAMENTO CA)
NJ
09/03/2002 - 12/16/2005
E*TRADE CLEARING LLC (JERSEY CITY NJ)
NJ
02/03/1998 - 09/03/2002
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
BOTH
Issued 06/12/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/27/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/06/2001
Series 4 - Registered Options Principal Examination
BC
Issued 03/27/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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