Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Arguelles is a financial professional with over 10 years of experience in the industry. He is currently registered with J.P. Morgan Securities LLC. Prior to joining J.P. Morgan Securities LLC, Eric worked at HSBC Securities (USA) Inc. and NYLIFE Securities LLC. Eric holds FINRA Series 6, 56, and 63 licenses, as well as the Securities Industry Essentials Examination (SIE). Eric has a broad range of experience in providing financial services to individuals, high net worth individuals, corporations, and other business entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
NY
01/21/2022 - Present
J.p. Morgan Securities LLC (POMONA NY)
NY
07/12/2019 - 11/05/2021
HSBC SECURITIES (USA) INC. (ELMHURST NY)
NY
06/28/2016 - 11/15/2017
HSBC SECURITIES (USA) INC. (BRONX NY)
NY
05/20/2015 - 05/03/2016
NYLIFE SECURITIES LLC (LAKE SUCCESS NY)
NY
05/13/2014 - 02/27/2015
T3 TRADING GROUP, LLC (NEW YORK NY)
NY
10/01/2012 - 02/10/2014
J.P. MORGAN SECURITIES LLC (THORNWOOD NY)
NY
10/25/2007 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (DOBBS FERRY NY)
BC
Issued 11/05/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2014
Series 56 - Proprietary Trader Qualification Examination
BC
Issued 10/24/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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