Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Mendez is a financial advisor with GT Securities, Inc. located in Los Angeles, California. Eric has over 12 years of experience in the financial services industry. Eric has passed the Series 7, Series 63, Series 79 and SIE exams. Eric is licensed in both California and New York. Eric has previously worked at SMBC Nikko Securities America, Inc., Moelis & Company LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/06/2023 - Present
GT Securities, Inc. (LOS ANGELES CA)
NY
11/30/2017 - 12/13/2021
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
NY
07/26/2011 - 03/12/2015
MOELIS & COMPANY LLC (NEW YORK NY)
CA
01/01/2006 - 08/03/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALO ALTO CA)
BC
Issued 12/21/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/06/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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