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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Garcia-tunon is a financial advisor with UBS Financial Services Inc. Eric has been working in the financial services industry since May 1997. Eric is registered with FINRA and is licensed in multiple states. Eric is a Series 7, Series 6, Series 3, Series 63, Series 66, Series 10, Series 9, Series 53 and Series 24 licensed individual. Eric is currently active with UBS Financial Services Inc. in MIAMI, FL. Eric was previously registered with UBS International Inc. and BANC OF AMERICA INVESTMENT SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
06/08/2020 - Present
UBS Financial Services Inc. (MIAMI FL)
FL
09/20/2006 - 01/01/2010
UBS INTERNATIONAL INC. (MIAMI FL)
FL
06/12/2002 - 09/15/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (MIAMI FL)
MO
08/03/2001 - 04/10/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
MO
11/17/2000 - 03/23/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
MO
02/02/2000 - 09/13/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NJ
07/25/1996 - 12/16/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 10/10/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/29/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/19/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/29/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2008
Series 3 - National Commodity Futures Examination
BC
Issued 02/11/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/24/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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