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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Anthony Ward is a financial advisor who has been in the industry since 1991. He is currently registered with World Investment Advisors, LLC and has previously been registered with CAPFINANCIAL SECURITIES, LLC., INDEPENDENT FINANCIAL GROUP, LLC, FINANCIAL TELESIS INC, VSR FINANCIAL SERVICES, INC., QA3 FINANCIAL CORP., WASHINGTON SQUARE SECURITIES, INC., JOHN HANCOCK DISTRIBUTORS, INC., JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY, and MONY SECURITIES CORP.. Eric Ward offers financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, portfolio management for individuals, and portfolio management for pooled investment vehicles. Eric Ward's office is located in Louisville, KY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
11/28/2016 - Present
World Investment Advisors, LLC (Louisville KY)
KY
11/10/2016 - 09/01/2017
CAPFINANCIAL SECURITIES, LLC. (Louisville KY)
KY
09/02/2014 - 11/08/2016
INDEPENDENT FINANCIAL GROUP, LLC (Louisville KY)
KY
08/09/2010 - 08/26/2014
FINANCIAL TELESIS INC (LOUISVILLE KY)
KY
07/28/2009 - 08/09/2010
VSR FINANCIAL SERVICES, INC. (LOUISVILLE KY)
KY
01/05/2001 - 08/05/2009
QA3 FINANCIAL CORP. (LOUISVILLE KY)
CT
02/15/1996 - 01/05/2001
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
MA
01/10/1992 - 02/02/1996
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
01/10/1992 - 02/02/1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NY
10/04/1991 - 01/09/1992
MONY SECURITIES CORP. (NEW YORK NY)
IA
Issued 06/11/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/10/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/1995
Series 7 - General Securities Representative Examination
BC
Issued 10/03/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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