Unclaimed
Eric Previti is a Baltimore, MD based financial professional. Eric has been in the industry for over 20 years. Eric is a registered representative of Lombard Securities Inc. and has also previously been registered with DEUTSCHE BANK SECURITIES INC. Eric has earned the Series 28, Series 99TO, SIE, and Series 6 licenses. Eric has an approved state registration in Maryland.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
09/22/2020 - Present
Lombard Securities Inc. (BALTIMORE MD)
MD
02/20/2001 - 12/31/2019
DEUTSCHE BANK SECURITIES INC. (BALTIMORE MD)
BC
Issued 05/30/2024
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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