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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Swalla is an investment advisor representative with SPC, based in Ann Arbor, MI. Eric has been working in the financial services industry since June 13, 2004. Eric is registered in Florida, Illinois, Michigan, and Ohio. Eric has experience with a variety of client types, including individuals, businesses, charitable organizations, and pension plans. Eric offers a range of advisory services, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
MI
01/24/2013 - Present
SPC (ANN ARBOR MI)
MI
04/21/2011 - 07/20/2012
SECURITIES AMERICA, INC. (HOLLAND MI)
MI
09/19/2007 - 02/18/2011
FIFTH THIRD SECURITIES, INC. (HOLLAND MI)
PA
04/13/2004 - 09/17/2007
WACHOVIA SECURITIES, LLC (LANCASTER PA)
IA
Issued 10/10/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/19/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2006
Series 7 - General Securities Representative Examination
BC
Issued 04/12/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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