Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Scroggins is a financial professional with over two years of experience in the industry. Eric is a registered representative with Oppenheimer & Co. Inc., currently working out of their New York City branch office. Eric is licensed to offer investment advice and services in New York and Tennessee. Previously, Eric worked for Stephens in Nashville, Tennessee. Eric holds the Series 7TO, Series 79TO, Series 63, and Series 24 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
09/01/2021 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
TN
01/27/2020 - 09/13/2021
STEPHENS (NASHVILLE TN)
BC
Issued 09/11/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2022
Series 24 - General Securities Principal Examination
BC
Issued 05/13/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/27/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/25/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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