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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Pemberton is a financial advisor with over 20 years of experience in the industry. Eric has worked with a variety of firms, including Charles Schwab & Co., Inc., Morgan Stanley, RBC Capital Markets, LLC, and now Fisher Investments. Eric is a registered Investment Advisor Representative in the state of Texas. Eric has specialized in providing financial advice to individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Portfolio assessment
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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TX
03/15/2024 - Present
Fisher Investments (PLANO TX)
TX
02/14/2023 - 03/14/2024
RBC CAPITAL MARKETS, LLC (DALLAS TX)
TX
08/24/2021 - 07/07/2022
CHARLES SCHWAB & CO., INC. (Westlake TX)
TX
04/16/2013 - 06/29/2021
MORGAN STANLEY (Houston TX)
FL
01/14/2013 - 04/04/2013
VALIC FINANCIAL ADVISORS, INC. (ORLANDO FL)
FL
07/31/2012 - 10/11/2012
TRIAD ADVISORS, INC. (LAKE MARY FL)
WA
10/07/2009 - 01/25/2011
TD AMERITRADE, INC. (BELLEVUE WA)
WA
06/03/2003 - 04/24/2009
CHARLES SCHWAB & CO., INC. (REDMOND WA)
MO
11/13/2001 - 05/21/2003
EDWARD JONES (ST. LOUIS MO)
NY
07/22/1999 - 02/14/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 06/13/2003
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/03/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2014
Series 3 - National Commodity Futures Examination
BC
Issued 07/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
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