Unclaimed
Eric Ottens is a financial advisor with Great Point Capital LLC. He is based in Chicago, IL and has been in the industry since January 13, 2015. Eric holds the Series 7, Series 55, Series 57TO, and SIE licenses. He is registered with FINRA and the SEC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
01/14/2015 - Present
Great Point Capital LLC (CHICAGO IL)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/14/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
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