Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Diton is a financial advisor with over 35 years of experience in the industry. Eric has a proven track record of success in providing financial planning and investment management services to a wide range of clients, including individuals, families, businesses, and retirement plans. Eric is currently a Registered Representative and Investment Advisor Representative with The Wealth Alliance, LLC. Eric has previously worked with Morgan Stanley, UBS Financial Services Inc., Lehman Brothers Inc., and First Albany Corporation. Eric is dedicated to providing personalized financial guidance and investment strategies tailored to meet the unique needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
05/05/2020 - Present
THE Wealth Alliance, LLC (Boca Raton FL)
FL
06/01/2009 - 08/26/2019
MORGAN STANLEY (BOCA RATON FL)
NY
02/13/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MELVILLE NY)
NY
08/24/1994 - 03/03/2009
UBS FINANCIAL SERVICES INC. (MELVILLE NY)
NY
06/12/1992 - 08/18/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
12/13/1988 - 06/15/1992
FIRST ALBANY CORPORATION (NEW YORK NY)
NA
12/05/1985 - 12/20/1988
EQUITABLE SECURITIES OF NEW YORK,INC.
BOTH
Issued 01/13/2014
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/08/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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