Unclaimed
Eric Andre Pettus is a financial advisor with over 20 years of experience in the financial services industry. Eric is currently registered with the state of Florida and Texas as an Investment Advisor Representative. He has a diverse background in the financial services industry, having worked with various firms, including Kovack Securities Inc., Next Financial Group, Inc., and Ameriprise Financial Services, Inc., before joining Pettus & Dawkins Financial Group, LLC. Eric has earned the Series 3, 7, 63, and 65 licenses and the Securities Industry Essentials Exam (SIE). Eric is committed to providing financial planning and portfolio management services to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
07/12/2023 - Present
Pettus & Dawkins Financial Group, LLC (MIAMI FL)
FL
07/01/2020 - 12/31/2021
KOVACK SECURITIES INC. (Miami FL)
FL
02/27/2007 - 04/21/2020
NEXT FINANCIAL GROUP, INC. (Miami FL)
FL
01/24/2001 - 03/16/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MIAMI BEACH FL)
MN
01/24/2001 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NJ
10/14/1999 - 09/15/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 10/07/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/22/1997
Series 3 - National Commodity Futures Examination
Active
Inactive
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