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Eric Andre Pettus

Pettus & Dawkins Financial Group, LLC

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About Eric Andre Pettus

Eric Andre Pettus is a financial advisor with over 20 years of experience in the financial services industry. Eric is currently registered with the state of Florida and Texas as an Investment Advisor Representative. He has a diverse background in the financial services industry, having worked with various firms, including Kovack Securities Inc., Next Financial Group, Inc., and Ameriprise Financial Services, Inc., before joining Pettus & Dawkins Financial Group, LLC. Eric has earned the Series 3, 7, 63, and 65 licenses and the Securities Industry Essentials Exam (SIE). Eric is committed to providing financial planning and portfolio management services to individuals.

Firm Information

Eric Pettus is currently registered with Pettus & Dawkins Financial Group, LLC. Pettus & Dawkins Financial Group, LLC is an independent financial advisory firm serving individuals. The firm, based in [main office address], manages approximately $8.01 million in assets. The firm's services include financial planning and portfolio management for individuals.

$8.01M

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Eric Pettus’s Registration & Firm History

FL

07/12/2023 - Present

Pettus & Dawkins Financial Group, LLC (MIAMI FL)

FL

07/01/2020 - 12/31/2021

KOVACK SECURITIES INC. (Miami FL)

FL

02/27/2007 - 04/21/2020

NEXT FINANCIAL GROUP, INC. (Miami FL)

FL

01/24/2001 - 03/16/2007

AMERIPRISE FINANCIAL SERVICES, INC. (MIAMI BEACH FL)

MN

01/24/2001 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

NJ

10/14/1999 - 09/15/2000

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

IA

Issued 10/07/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/28/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/13/1999

Series 7 - General Securities Representative Examination

BC

Issued 10/22/1997

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 3 public disclosures for Eric Andre Pettus. Review regulatory record here.
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