Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Anders Johnson is a registered investment advisor representative with Raymond James & Associates, Inc. Eric Johnson has been in the industry since 2012 and is licensed to provide financial advice in Iowa. Previously, Eric Johnson worked with Cetera Financial Specialists LLC, Principal Securities, Inc., Directed Services LLC, MetLife Investors Distribution Company, New England Securities, MML Investors Services, LLC, and Ameriprise Financial Services, Inc. Eric Johnson provides financial planning, portfolio management for individuals and businesses, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/04/2022 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
IL
09/10/2021 - 08/05/2022
CETERA FINANCIAL SPECIALISTS LLC (SCHAUMBURG IL)
IA
01/03/2018 - 09/10/2021
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
IA
07/07/2015 - 12/05/2017
DIRECTED SERVICES LLC (DES MOINES IA)
IA
05/20/2013 - 06/30/2015
METLIFE INVESTORS DISTRIBUTION COMPANY (WEST DES MOINES IA)
IA
06/19/2013 - 12/08/2014
NEW ENGLAND SECURITIES (WEST DES MOINES IA)
IA
07/25/2012 - 08/29/2012
MML INVESTORS SERVICES, LLC (WEST DES MOINES IA)
MN
09/03/2010 - 05/13/2011
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
BC
Issued 11/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 07/16/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/28/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/08/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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