Unclaimed
Eric Alsept is a financial professional with Fidelity Brokerage Services LLC. Eric has been in the industry since 2016. Eric holds the Series 7, Series 9, Series 10 and Series 63 licenses. Eric is registered in Kentucky, Massachusetts, Texas and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
11/21/2016 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 04/25/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/02/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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