Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Smith is a financial advisor with Empower Financial Services, Inc. based in St. Paul, MN. Eric has been in the industry since 1989. Eric holds the Series 63, 6TO, SIE, 55, 3 and 7 licenses and is registered in Minnesota. Eric has previously worked with VOYA RETIREMENT ADVISORS, LLC, GWFS EQUITIES, INC. and PIPER JAFFRAY & CO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
07/10/2015 - Present
Empower Financial Services, Inc. (St Paul MN)
MN
07/06/2009 - 07/01/2015
VOYA RETIREMENT ADVISORS, LLC (WAITE PARK MN)
MN
07/14/2006 - 07/06/2009
GWFS EQUITIES, INC. (ST. PAUL MN)
MN
12/23/1987 - 06/09/2005
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
BC
Issued 02/11/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/15/1990
Series 3 - National Commodity Futures Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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