Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Sams is a financial advisor at Axxcess Wealth Management, LLC. Eric has been a financial advisor for over 10 years and has a wide range of experience in the financial services industry. Eric specializes in working with individuals, families, and small businesses. Eric holds the Series 7, 24, 53, 66, and 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
01/04/2022 - Present
Axxcess Wealth Management, LLC (CARLSBAD CA)
CA
07/13/2020 - 04/15/2024
XTON FINANCIAL LLC (San Diego CA)
CA
01/03/2017 - 07/15/2020
WBB SECURITIES, LLC (SAN DIEGO CA)
CA
03/25/2020 - 04/30/2020
ALLIED MILLENNIAL PARTNERS, LLC (San Diego CA)
CA
03/15/2011 - 01/03/2017
KEYSTONE CAPITAL CORPORATION (SAN DIEGO CA)
CA
03/05/2010 - 03/16/2011
AXA ADVISORS, LLC (SAN DIEGO CA)
BOTH
Issued 04/23/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/28/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/18/2014
Series 4 - Registered Options Principal Examination
BC
Issued 08/03/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/04/2010
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Eric Sams is the right advisor for you? Invested Better is here to help.
