Unclaimed
Eric Plotnick is a financial professional with over 20 years of experience in the industry. Eric is currently registered with Avantax Investment Services, Inc. and holds the Series 6, Series 63 and SIE licenses. Eric is registered to offer securities in Connecticut and New York. Eric's first registration date was 5/15/2002.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/25/2002 - Present
Avantax Investment Services, Inc. (MAHOPAC NY)
BC
Issued 05/10/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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