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Eric Allen Appel

Keybanc Capital Markets Inc.

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About Eric Allen Appel

Eric Appel is a financial advisor with Keybanc Capital Markets Inc. Eric has been in the industry since 2008 and holds Series 7, 24, 28, 63, and 65 licenses. Eric has worked for several firms in the past, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, Chiron Investments, LLC, Wachovia Securities, LLC, Prudential Securities Incorporated, and PaineWebber Incorporated.

Firm Information

Eric Appel is currently registered with Keybanc Capital Markets Inc.. Keybanc Capital Markets Inc. is a corporation formed on May 18, 1983 and is registered in 53 states and the SEC. The firm is headquartered in Cleveland, Ohio, and provides a wide range of investment banking and capital markets services. The firm's services include mergers and acquisitions, debt and equity underwriting, and financial advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

359

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Appel’s Registration & Firm History

TX

09/18/2020 - Present

Keybanc Capital Markets Inc. (HOUSTON TX)

NY

11/01/2010 - 06/08/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

04/28/2009 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

04/03/2008 - 03/04/2009

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

TX

05/17/2005 - 06/05/2006

CHIRON INVESTMENTS, LLC (HOUSTON TX)

MO

07/01/2003 - 12/08/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

04/17/2000 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NJ

04/07/2000 - 04/28/2000

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

08/13/1996 - 04/10/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/12/2020

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 09/25/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/19/2005

Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination

BC

Issued 03/17/2005

Series 24 - General Securities Principal Examination

BC

Issued 09/14/2020

SIE - Securities Industry Essentials Examination

BC

Issued 09/01/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/12/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eric Allen Appel.
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