Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Rowan is a financial advisor with over 14 years of experience in the industry. Eric is currently registered with Wintrust Investments LLC and is licensed to provide investment advice in all 50 states. Eric has a strong background in securities, having held previous positions with FORESIDE FUND SERVICES, LLC, ROTHCHILD INC., ING INVESTMENTS DISTRIBUTOR, LLC, and ALPS DISTRIBUTORS, INC. Eric's expertise includes portfolio management for individuals and businesses, and financial planning. Eric's primary focus is on providing personalized financial advice to meet the unique needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
05/05/2023 - Present
Wintrust Investments LLC (Stamford CT)
NY
08/15/2014 - 05/08/2023
FORESIDE FUND SERVICES, LLC (New York NY)
NY
01/25/2012 - 08/27/2014
ROTHSCHILD INC. (NEW YORK NY)
NY
12/01/2008 - 06/20/2011
ING INVESTMENTS DISTRIBUTOR, LLC (NEW YORK NY)
NY
06/30/2008 - 07/16/2008
ALPS DISTRIBUTORS, INC. (RYE BROOK NY)
BOTH
Issued 04/27/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/27/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2009
Series 7 - General Securities Representative Examination
BC
Issued 06/27/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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