Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Fraser is a financial advisor who has been in the industry since 2009. He is currently registered with Charles Schwab & CO., Inc. and has been with them since 2009. Before that, Eric Fraser worked for TD Ameritrade, Inc. Eric Fraser is a licensed financial advisor in Arizona, California, Colorado, Florida, and Texas. He holds Series 7, 9, 10, 24, 66, 99TO, and SIE licenses. Eric Fraser specializes in portfolio management for individuals and selection of other advisors. He offers financial planning services and is a Wrap Fee Program Sponsor. Eric Fraser is committed to providing his clients with the highest quality financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
FL
09/08/2009 - Present
Charles Schwab & CO., Inc. (Orlando FL)
NE
09/09/2022 - 12/31/2023
TD AMERITRADE, INC. (OMAHA NE)
BOTH
Issued 07/23/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/05/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/06/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/21/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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