Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Alexander Neunzig is a registered representative with Triad Securities Corp. Eric has over 20 years of experience in the financial industry. Eric holds the Series 7, 55, 63, 99TO, and 57TO licenses. Eric is registered with the following states: Florida, Massachusetts, New Jersey, New York, Pennsylvania, Texas, Vermont, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/06/2010 - Present
Triad Securities Corp. (NEW YORK NY)
NY
12/21/2009 - 09/28/2010
GENESIS SECURITIES, LLC (NEW YORK NY)
NY
10/03/2006 - 12/01/2009
KELLOGG PARTNERS INSTITUTIONAL SERVICES LLC (NEW YORK NY)
NJ
12/02/2003 - 09/27/2006
TRADE MANAGE CAPITAL, INC. (SADDLE BROOK NJ)
CT
10/18/2000 - 12/12/2003
SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)
NY
04/13/2000 - 10/20/2000
TRIAD SECURITIES CORP (NEW YORK NY)
BC
Issued 04/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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