Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Albert Marx is a registered investment advisor with Northwestern Mutual Investment Services, LLC. Eric has been in the financial services industry since 2012. Eric is licensed in Michigan and Wisconsin, and holds the Series 66, Series 9, Series 10, and Series 7 securities licenses. Eric is also licensed to offer investment advisory services in both Michigan and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
MI
01/06/2024 - Present
Northwestern Mutual Investment Services, LLC (TROY MI)
BOTH
Issued 01/24/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/15/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/22/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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