Unclaimed
Eric Kasper is a financial professional with over twenty years of experience in the industry. Eric is currently registered with RBC Capital Markets, LLC and has held previous roles with Cowen and Company, Thinkequity Partners LLC, and Harris Nesbitt Corp. Eric's experience is broad, having worked with clients across various sectors, including insurance companies, charitable organizations, high-net-worth individuals, corporations, and pooled investment vehicles. Eric is a strong advocate for client success, focusing on providing personalized financial planning and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/30/2022 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
03/09/2006 - 09/21/2020
COWEN AND COMPANY (NEW YORK NY)
NY
02/05/2004 - 03/02/2006
THINKEQUITY PARTNERS LLC (NEW YORK NY)
NY
09/17/2001 - 01/27/2004
HARRIS NESBITT CORP. (NEW YORK NY)
CA
11/30/2000 - 04/20/2001
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
BC
Issued 12/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/16/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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