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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Kaplan is a financial advisor with over 25 years of experience in the financial services industry. Eric has a strong track record of providing comprehensive financial planning and investment management services to individuals, families, and businesses. He is committed to helping clients achieve their financial goals, whether it's planning for retirement, saving for college, or protecting their assets. Eric is currently registered with Osaic Wealth, Inc. in Florida and Texas, and is also a licensed insurance agent. Prior to joining Osaic Wealth, Inc., Eric was with LPL Financial LLC, Ameriprise Financial Services, Inc., Securities America, Inc., Wachovia Securities, LLC, Charles Schwab & Co., Inc., Prudential Securities Incorporated, and American Express Financial Advisors Inc. Eric holds the Series 7, Series 63, and Series 65 licenses. He is a member of the National Association of Insurance and Financial Advisors (NAIFA) and the Financial Planning Association (FPA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
02/29/2024 - Present
Osaic Wealth, Inc. (BOYNTON BEACH FL)
FL
11/28/2014 - 03/13/2024
LPL FINANCIAL LLC (BOYNTON BEACH FL)
FL
10/24/2008 - 12/08/2014
AMERIPRISE FINANCIAL SERVICES, INC. (BOCA RATON FL)
NE
01/06/2009 - 11/23/2010
SECURITIES AMERICA, INC. (LAVISTA NE)
FL
10/22/2004 - 10/28/2008
WACHOVIA SECURITIES, LLC (BOCA RATON FL)
TX
10/11/1999 - 10/20/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
02/16/1999 - 03/29/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MN
05/23/1997 - 02/03/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/23/1997 - 02/03/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 12/29/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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