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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Johnson is a financial advisor with LPL Financial LLC. Eric has over 30 years of experience in the financial services industry and is registered to provide investment advice in 22 states. He has a strong background in providing financial planning, portfolio management, and consulting services to individual and institutional clients. Eric specializes in working with high-net-worth individuals, families, and businesses. He holds the Series 3, 7, and 63 licenses, as well as the SIE and Series 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
KS
02/13/2018 - Present
LPL Financial LLC (OVERLAND PARK KS)
KS
03/27/2009 - 04/16/2015
OPPENHEIMER & CO. INC. (LEAWOOD KS)
KS
07/21/2000 - 03/27/2009
WACHOVIA SECURITIES, LLC (OVERLAND PARK KS)
MO
02/02/1996 - 07/24/2000
GEORGE K. BAUM & COMPANY (KANSAS CITY MO)
NY
07/19/1988 - 03/08/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/23/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1993
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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