Unclaimed
Eric Alan Dieker is an Investment Advisor Representative with Cetera Investment Advisers LLC in Emporia, Kansas. Eric has been in the financial services industry since 1991. Eric has a Series 6 and Series 63 license and holds the SIE designation. Eric has held previous roles at VOYA FINANCIAL ADVISORS, INC. and INTERSECURITIES, INC. Eric focuses on providing financial planning, portfolio management and pension consulting for individuals and businesses. Eric also offers educational seminars and assists with selecting other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KS
06/29/2023 - Present
Cetera Investment Advisers LLC (EMPORIA KS)
KS
01/02/1998 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (EMPORIA KS)
FL
01/16/1996 - 12/31/1997
INTERSECURITIES, INC. (ST. PETERSBURG FL)
NJ
04/05/1991 - 01/23/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
04/05/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 02/28/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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