Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Keller is a financial advisor with Oppenheimer & Co. Inc. Eric has been working in the financial industry since 1998 and has held previous roles at Wells Fargo Clearing Services, LLC, SunTrust Investment Services, Inc., Geneos Wealth Management, Inc., Multi-Financial Securities Corporation, UBS Financial Services Inc., Orbitex Funds Distributor, Inc., and Funds Distributor, Inc., Edward D. Jones & Co., L.P.. Eric provides financial planning, pension consulting, and portfolio management services. Eric is registered in Alabama, Florida, Georgia, North Carolina, South Carolina, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
GA
08/02/2019 - Present
Oppenheimer & Co. Inc. (ATLANTA GA)
GA
04/19/2013 - 08/09/2018
WELLS FARGO CLEARING SERVICES, LLC (DULUTH GA)
GA
03/20/2009 - 04/22/2013
SUNTRUST INVESTMENT SERVICES, INC. (CUMMING GA)
CO
08/23/2005 - 01/23/2006
GENEOS WEALTH MANAGEMENT, INC. (ENGLEWOOD CO)
CO
05/14/2004 - 08/31/2005
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
NJ
04/09/2002 - 05/26/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
CT
05/05/2000 - 01/04/2002
ORBITEX FUNDS DISTRIBUTOR, INC. (STAMFORD CT)
ME
12/01/1999 - 05/11/2000
FUNDS DISTRIBUTOR, INC. (PORTLAND ME)
MO
05/31/1994 - 01/08/1999
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
BOTH
Issued 03/26/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/03/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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