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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric A. Josephson is a financial advisor with over 30 years of experience in the industry. Eric Josephson is currently registered with LPL Financial LLC. Prior to joining LPL Financial LLC, Eric Josephson was registered with INVEST Financial Corporation. Eric Josephson is also a registered investment advisor and has experience in various areas of financial advising, including portfolio management, financial planning and pension consulting. Eric Josephson provides services to individuals, businesses, charitable organizations, investment clubs, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/14/2018 - Present
LPL Financial LLC (PALMDALE CA)
CA
04/30/2007 - 02/14/2018
INVEST FINANCIAL CORPORATION (PALMDALE CA)
CA
08/17/2005 - 04/30/2007
PFIC SECURITIES CORPORATION (PALMDALE CA)
TX
09/19/2001 - 08/17/2005
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
AZ
06/17/1999 - 09/18/2001
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
CA
01/01/1999 - 05/20/1999
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NA
11/14/1996 - 01/01/1999
GRIFFIN FINANCIAL SERVICES
AZ
04/02/1996 - 11/12/1996
SPELMAN & CO., INC. (PHOENIX AZ)
OK
01/19/1993 - 02/12/1996
AMERICAN FIDELITY SECURITIES, INC. (OKLAHOMA CITY OK)
CA
08/14/1991 - 09/08/1993
SHAREMASTER (HEMET CA)
CA
06/08/1989 - 01/30/1990
IRM DISTRIBUTORS, INC. (CARPINTERIA CA)
NA
12/14/1988 - 04/03/1989
INTEGRATED RESOURCES EQUITY CORPORATION
BOTH
Issued 09/26/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/04/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/1996
Series 7 - General Securities Representative Examination
BC
Issued 12/27/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/12/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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