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Erfan Haroon

Exchangeright Securities, LLC

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About Erfan Haroon

Erfan Haroon is a financial advisor currently registered with Exchangeright Securities, LLC. Erfan has been in the financial industry for over 11 years and has a strong track record of providing personalized financial advice to clients. Erfan has a Series 6, 7, 63 and 65 license. Erfan also holds the SIE designation. Erfan has experience in a variety of financial services, including investment advisory, securities brokerage, and investment banking. Erfan is dedicated to helping clients achieve their financial goals.

Firm Information

Erfan Haroon is currently registered with Exchangeright Securities, LLC. Exchangeright Securities, LLC is a Limited Liability Company that was formed on January 6, 2016. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Erfan Haroon’s Registration & Firm History

CA

09/27/2023 - Present

Exchangeright Securities, LLC (Pasadena CA)

IL

06/22/2021 - 04/11/2023

NUVEEN SECURITIES, LLC (CHICAGO IL)

IL

03/17/2016 - 12/04/2019

DWS DISTRIBUTORS, INC. (CHICAGO IL)

AZ

09/25/2013 - 01/22/2016

COLE CAPITAL CORPORATION (PHOENIX AZ)

AZ

03/19/2013 - 08/19/2013

WALTON SECURITIES, INC. (SCOTTSDALE AZ)

AZ

08/20/2010 - 03/18/2013

VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)

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Licenses & Designations

IA

Issued 07/06/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/30/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/31/2012

Series 7 - General Securities Representative Examination

BC

Issued 08/19/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Erfan Haroon.
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