Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ephraim? Claim Your ProfileEphraim Mosley is a financial professional with over 20 years of experience in the industry. Ephraim is currently registered with Fidelity Brokerage Services LLC and holds Series 6, 7, 63, and SIE licenses. Previously, Ephraim was registered with CITICORP INVESTMENT SERVICES. Ephraim is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
04/04/2022 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
NY
03/29/2004 - 11/30/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BC
Issued 04/12/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/18/2022
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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