Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eoin? Claim Your ProfileEoin Dean Carroll is a financial advisor currently registered with LPL Financial LLC. Eoin has over 12 years of experience in the financial services industry. Eoin's previous employers include CETERA INVESTMENT SERVICES LLC and New England Securities. Eoin holds Series 6, 7, and 63 licenses as well as the SIE exam. Eoin provides financial planning, portfolio management for individuals and businesses, and other advisory services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
05/30/2023 - Present
LPL Financial LLC (GLENMONT NY)
NY
02/04/2015 - 02/02/2016
CETERA INVESTMENT SERVICES LLC (Delmar NY)
NY
11/01/2011 - 01/28/2015
LPL FINANCIAL LLC (DELMAR NY)
NY
07/21/2010 - 09/13/2011
NEW ENGLAND SECURITIES (LATHAM NY)
NY
04/07/2010 - 07/06/2010
MML INVESTORS SERVICES, INC. (ALBANY NY)
BC
Issued 09/18/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2017
Series 7 - General Securities Representative Examination
BC
Issued 04/06/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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